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Self-regulatory organization
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#	Item
681	Order Approving Proposed Rule Change Relating to Proposed Amendments to Rules 282 (Mandatory Buy-In), 284 (Procedure for Closing Defaulted Contract), 289 (Must Receive Delivery), and 290 (Defaulting Party May Deliver Aft Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-30 10:06:10 Financial regulation United States securities law 73rd United States Congress United States Securities and Exchange Commission Financial markets Short Depository Trust & Clearing Corporation Securities Exchange Act Self-regulatory organization Financial system Financial economics Finance
682	Notice of Filing of a Proposed Rule Change Relating to Membership Rules; Rel. No[removed], File No. SR-CBOE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-19 17:33:42 Financial regulation Securities Exchange Act Chicago Board Options Exchange U.S. Securities and Exchange Commission Self-regulatory organization Economy of the United States Financial system 73rd United States Congress United States Securities and Exchange Commission United States securities law
683	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]March 22, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 27 to the Joint Self-Regulatory Organization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:18:54 Financial economics Investment 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Stock market NASDAQ Chicago Stock Exchange Financial Industry Regulatory Authority United States securities law Self-regulatory organizations Economy of the United States
684	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 20, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-23 11:37:54 Securities Exchange Act Financial system Business U.S. Securities and Exchange Commission Self-regulatory organization Selling away Securities regulation in the United States United States securities law Financial regulation Financial Industry Regulatory Authority
685	Notice of Filing of Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to its Minor Rule Violation Plan; Rel. No[removed], File No. SR-NYSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-04 19:05:34 Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization Financial regulation United States United States Securities and Exchange Commission 73rd United States Congress United States securities law
686	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 8, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Create Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-09 12:30:56 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Government Self-regulatory organization Municipal bond Securities Exchange Act Financial system Electronic Municipal Market Access Financial regulation United States securities law Municipal Securities Rulemaking Board
687	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 15:52:59 Direct Edge U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Federal Reserve System Financial regulation Government Financial system Inter-connected Stock Exchange of India International Securities Exchange United States securities law Securities Exchange Act
688	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 20, 2007 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-21 13:35:55 Business Finance 73rd United States Congress United States Securities and Exchange Commission Financial markets Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Self-regulatory organization United States securities law Financial regulation Financial system
689	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-26 13:09:59 United States Securities and Exchange Commission Stock market Economy of the United States New York Stock Exchange NYSE Arca Securities Exchange Act Day trading U.S. Securities and Exchange Commission Self-regulatory organization Financial economics Investment Finance
690	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-21 09:50:51 Financial system Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Asset-backed security Self-regulatory organization Trade Reporting And Compliance Engine OTC Bulletin Board United States securities law Finance Financial regulation

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